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Manuel-Ballesteros

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Manuel-Ballesteros

Manuel-Ballesteros

May 15, 2019

Disclosures

FINRA Public Disclosures Program
Customer Identification Program
Business Continuity Plan
SEC Rule 606
Privacy Policy
AML Attestation
Pricing Policy
Sales and Trading Disclaimer
SIPC

BCP Securities Sociedad de Valores, S.A.

Whistleblower Channel

Canal de Denuncias / Whistleblower Channel
Política del Sistema Interno de Información – Internal Information System Policy
Proc.Gestión del Sistema Interno de Información – Management Proc.Internal Information System

Customer Service

Reglamento del Servicio de Atención al Cliente – Client Service Procedure

Financial Information

Audited Financials: CNMV – Spanish investment firms information – BCP SECURITIES, SOCIEDAD DE VALORES, S.A. – Auditorías
Informe de Solvencia BCP – BCP Solvency Report_2024
RTS 28_BCP SV 2024
Informe annual de las ESIS elaborado por el Consejo – Annual ESIS report by the Board 2024

Legal Documentation

Terms of Business with summary of Best Execution & Conflicts of Interest
Política de mejor ejecución – Best execution Policy
Estatutos BCP Securities SV, S.A. – Statutes BCP Securities SV, S.A.
Organigram BCP SV
Política de Gestión de Conflictos de Interés – Conflicts of Interest Policy
Política de Continuidad del Negocio – Business Continuity Policy
Política de Gobierno y Organización Interna – Internal Organization and Government Policy
Política de Incentivos – Incentives Policy
Política de Requisitos de Remuneración – Remunerations Policy

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